This section is intended to provide Arts and Sciences (A&S) Administrators, who are engaged in hiring, recruiting, managing employees, or handling HR processes, with a comprehensive reference manual for HR policies and best practices. Aligned with A&S HR’s commitment to fostering a culture of excellence, growth, and collaboration, the goal of this handbook is to standardize HR practices and operations across A&S. This handbook is not intended to replace the information or policies set forth by Columbia University HR (CUHR) or any University Office. For the most up to date information on HR policies and compliance please refer to the CUHR website, A&S HR website, or email A&S HR ([email protected]).
Additional Resources
Labor Accounting
It is the responsibility of each department to make sure that it’s Departmental Payroll Suspense Account is cleared of all charges on a monthly basis. Departments will receive an email from A&S HR with the location of their suspense report and a reminder to clear it as soon as possible. Suspense charges can be the result of any of the following:
- No combo code assigned during new hire process meaning a salary distribution is not in place the employee.
- Reallocation of funds due to a lapse of funding on a current grant (All Sponsored Projects must be reallocated every fiscal year).
- At the time of hire, the Grant Project was not established yet and the expenses were allocated to the department's default ChartString/Combo Code via Template-Based Hire.
Departments can clear suspense by moving the suspense charges to the correct ChartString(s)/Combo Code(s) either by creating a Retroactive Salary Distribution (within the current FY) or a Cost Transfer (for the prior FY).
A cost transfer is needed to clear suspense and reallocate percentages or combo codes charged for an employee’s earnings retroactively. Any initiator with PAC access can create a cost transfer. Key points to remember:
- Cost transfers are completed on a specific employee record and employees can have multiple records. Confirm the employee record where the pay was earned prior to initiating the transfer.
- Cost transfers can be initiated once payroll runs for a pay period (use the “View on Web Date” on the payroll calendar as a guide).
- If charges need to be moved to a different earn code, submit a service request through Service Now. Remember, the Cost Transfer process moves payroll charges to a different account for the same earn code.
- Salary cost transfers over 90 days charging a sponsored project will be routed for approval.
Salary Distributions are the process by which departments communicate the allocation of regular earnings for faculty and staff to the Accounting and Reporting at Columbia (ARC) system. Departments create salary distribution profiles in PAC which detail the Combo Codes / ChartStrings to which the employee’s earnings should be charged. Salary profiles can be modified to reflect the changes both going forward and retroactively.
- Labor Accounting Form (PAC) Salary Distribution & Additional Compensation (for use only when PAC cannot be used to process transaction)
- Time Entry Form (for use only when PAC cannot be used to process transaction)
- Overpayment Recovery Form (via Service Now)
- Stop Payment Form (via Service Now)
Additional Compensation
There may arise situations where it is appropriate to compensate employees for work other than that performed in their primary position. Add Comp payments are one time or ongoing payments made in addition to regular earnings and are only applicable for officers of administration in grades 14 and below, officers of instruction, officers of research, and student officers. Departments should refer to the university policy on additional compensation for more details.
Add Comp Resources
- Requests for add-comp must be submitted to and approved in advance by A&S Finance and A&S HR. To submit a request, complete the Additional Compensation Request form. Retroactive requests for add-comp will not be approved.
- Add-comp payments should not be promised to a potential recipient until A&S Finance and A&S HR has approved the request and amount.
- If anticipating an extended vacancy in the department (e.g., due to a leave of absence), please consult with A&S HR to identify resources to support the department.
- Add-comp activities should not exceed 20% of an employee’s work activity. More than that amount could negatively impact current duties, which should be the primary focus of work.
- Total add-comp work for a year should not exceed 10% of the employee’s annual salary
- Officers of Administration who assume additional responsibilities to cover vacancies or absences of their managers or colleagues may be eligible for additional compensation; however, this compensation is not guaranteed.
- In general, a few weeks of absence should be covered collectively without add-comp, while longer gaps in staffing could be eligible for add-comp payments. Please contact A&S HR with any questions regarding eligibility, as it may vary based on the scope, timing, and grade of the position being covered.
- Officers who assume additional responsibilities outside of their department or school to support a temporary need in another area of the University
- Employees covered by the collective bargaining agreement are not eligible to receive additional compensation.
- Senior-level employees (grades 15 and above) are expected to provide such services without additional compensation.
- Officers working during summer months or when classes are not in session as administrators are required to work the full year.
- Supervisors performing additional duties due to a vacancy of a subordinate in the organizational structure. Covering temporary absences of staff is part of a manager’s duties.
- Officers who work on grant administration. Employees can allocate a portion of their salary to a grant for tasks directly related to its administration. This practice is common, as it allows administrators to support multiple grants. While this allocation helps offset the administrator's salary cost, it does not result in an increase in their salary.
Probationary Period
All newly hired, newly promoted, and newly transferred 2110 union employees and non-union support staff are placed on a probationary period. This period varies in length according to the collective bargaining agreement but is typically 60-120 days. Throughout the probationary period, A&S HR will check in with managers at the 30-, 60-, and 120-day mark to confirm whether the employee is on track to pass probation. Refer to the table below for expectations of managers during the probationary period. Additionally:
- Upon satisfactory completion of the probationary period, an employee is considered a regular employee, unless the job is stated to be temporary.
- Probation can be extended under certain circumstances. In cases of wanting to extend an employee’s probation, the department should first consult with A&S HR.
- While on probation, termination of an employee must be approved by the head of the department and must be indicated in writing to the employee. Copies of the termination letter must be shared with the Office of Labor and Employee Relations and the respective union. In such cases, departments are to consult with A&S HR first before resorting to termination.
Expectations of Managers During Probationary Period
Position Evaluations
As a contractual obligation of the collective bargaining agreement, 2110 union employees can submit a position evaluation form after 18 months in their current role. This process is applicable to union employees only. For interest in reviewing an officer of administration position, please contact A&S HR. To complete the position evaluation process:
- A union employee completes the Position Evaluation form and submits it to their supervisor for review and comments. A current and future job description must be attached.
- Supervisor shares the form with A&S HR for additional review.
- CUHR makes final review and determination.
- Any upgrades made to a position will be retroactive to the date of the request for review as submitted on the position evaluation form.
- Note: salary or grade cannot be reduced as a result of a position reclassification. For compensation, departments should consult with A&S HR to ensure the proper guidelines on compensation are followed, according to the collective bargaining agreement.
For more information on the position evaluation process, departments should contact A&S HR and consult the collective bargaining agreement.
Protection of Minors
In accordance with Columbia’s Protection of Minors (POM) Policy, departments and units are required to register their programs with Ideal-Logic Portal if the program involves minor students. Even if it is not a formal “program” and only has one or two minor students working within the department or unit, shadowing for a day, or visiting for an afternoon, the department must still register the program or activity.
Programs should be registered at least thirty (30) days before the start date. In order for programs in Ideal-Logic to be fully POM Compliant: authorized adults must complete the required POM training, all applicable parties must review and submit background check requirements with Truescreen, and all applicable parties must review and electronically sign the Code of Conduct form.
For instructions and more information on registering POM compliant programs through Ideal-Logic, please consult the Ideal-Logic Job Aid. For other questions and concerns, please contact the POM team at [email protected].
Duty to Report
All Columbia University employees have a Duty to Report any instance or allegation of prohibited conduct — discrimination, harassment, retaliation or gender-based misconduct — that involves any undergraduate or any graduate student. Additionally, the University asks all employees to report any prohibited conduct involving employees or third parties to the Office of Institutional Equity (OIE) or the employee’s designated human resource representative.
The OIE has overall responsibility for the management of the University’s Student and Employment Policies and Procedures on Discrimination and Harassment.
Flexible Work Arrangements
Flexible Work Arrangements (FWA) are an alternative to the standard practices for where, how, and when work is done. Any variation to a department’s standard work schedule that is proposed by an employee or their manager is considered an FWA.
FWAs are not medical accommodations nor a substitute for FMLA or PFL. FWAs may be granted to employees in good standing and whose job responsibilities are suited to such an arrangement. A manager’s decision to allow an FWA should be based on the operational needs of the department and the employee’s job function.
- Partially remote work options that differ from a department’s standard hybrid schedule (Departments should consult the collective bargaining unit on guidance for flexible schedules for union employees)
- Flextime
- Compressed Work Schedule
- Seasonal Arrangement
- Job Sharing
- Nine, Ten or Eleven-Month Appointments
- Review an employee’s submitted FWA request form.
- Consult with A&S HR to prepare for a meeting with the employee.
- Meet with the employee to discuss their proposal.
- Evaluate the FWA request. If considering denying, consult with A&S HR first.
- Accept or deny the request. Inform the employee as soon as possible.
- If request is denied, schedule a meeting with employee to explain the Business-based Decision.
- If request is accepted, schedule a meeting with employee to develop an implementation plan. Review and confirm expectations and deliverables.
- Communicate the change to the department and any relevant business partners.
- Monitor the employee’s progress and remain supportive. Contact A&S HR if any performance issues occur.